Nex Systems
Person

Christopher Lonell Solomon

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/26/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016050443501 TO: Department of Enforcement Financial industry Regulatory Authority ("FINRA") RE: Christopher Lonell Solomon, Respondent Associated Person CRD No. 6066578 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Respondent Christopher Lonell Solomon, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This

    Reference 2016050443501data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number6066578

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