REBECCA L. ENGLE

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/17/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2006004949202 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Rebecca L. Engle, Respondent General Securities Representative CRD No. 1241419 Pursuant to Rule 9216 of FINRA's Code of Procedure, I, Rebecca L. Engle ("Engle" or Respondent"), submit this Letter of
Reference 2006004949202finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	1241419

Other names1

Also known as1

REBECCA LYNN ENGLE

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