Person
Screen this subjectTaspia Rahman
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/24/2026: In July 2026, Respondent refused to appear for on-the-record testimony required pursuant to FINRA Rule 8210, in violation of FINRA Rules 8210 and 2010. For these violations, Respondent is barred from associating with any FINRA member in all capacities.
Reference 2025086924101data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 7757705 |
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