GREGG JOHN BRACCILI

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/19/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018058889101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Gregory John Braccili, Respondent Investment Company and Variable Contracts Products Representative CRD No. 5992725 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Gregory John Braccili submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a
Reference 2018058889101finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	5992725

Other names1

Also known as1

Gregory John Braccili

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