Nex Systems
Person

Qianqi Rao

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/18/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018058583501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Qianqi Rao, Respondent Municipal Securities Representative CRD 6667319 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Qianqi Rao ("Rao" or "Respondent") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of

    Reference 2018058583501data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number6667319

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