DANIEL GEORGE KASBAR

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
11/03/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015045744901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Daniel Kasbar, Respondent Former Registered Representative CRD No. 5869994 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2015045744901finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	5869994

Other names1

Also known as1

DANIEL KASBAR

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