Fernando Corcuchia
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/12/2024: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO.2023078612801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Fernando Corcuchia (Respondent) Former Investment Company and Variable Contracts Products Representative CRD No. 5394734 Pursuant to FINRA Rule 9216, Respondent Fernando Corcuchia submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2023078612801finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 5394734 |
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