Nex Systems
Person

PAUL JOSEPH DUMOUCHEL

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/24/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011030536001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Paul Joseph Dumouchel, Respondent CRD No. 2882033 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Paul Joseph Dumouchel (''Dumouchel" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2011030536001data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2882033

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