KENNETH KRYGOWSKI
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/20/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E9A2004053701 TO: Department of Enforcement NASD RE: Kenneth Krygowski, Respondent CRD No. 4534650 Pursuant to Rule 9216 of NASD's Code of Procedure, Kenneth Krygowski submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will not bring any future actions against me alleging violations
Reference E9A2004053701data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 4534650 |
This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.