Nex Systems
Person

JEFFREY D GRIFFIN, JR.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/06/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20120315641-02 TO: Office of Fraud Detection and Market Intelligence Financial Industry Regulatory Authority (“FINRA”) RE: Jeffrey D. Griffin Jr., Respondent CRD No. 3232749 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Jeffrey D. Griffin Jr. (“Griffin" or “Respondent"), submit this Letter of Acceptance, Waiver and Consent (“AWC") for the purpose of proposing a settlement of

    Reference 2012031564102finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number3232749

Other names1

Also known as1

JEFFREY D. GRIFFIN JR.

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