Young Lin

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/02/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014042667101 TO: Department of Enforcement Financial lndustry Regulatory Authority ("FINRA") RE: Young Lin ("Lin"), Respondent Investment Company Products/Variable Contracts Representative CRD No. 4825537 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations
Reference 2014042667101data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4825537

Other names1

Also known as1

Lin

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