DEREK R. MCCOWN

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/20/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2005001582101 TO: Department of Enforcement NASD RE: Derek R. McCown, Respondent General Securities Representative CRD No. 2449538 Pursuant to Rule 9216 of the NASD Code of Procedure, Derek R. McCown ("McCown") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted
Reference 2005001582101data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2449538

Other names1

Also known as1

DEREK ROBERT MCCOWN

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