Person
Screen this subjectJOHN ALVIN KELSEY
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/19/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20070090270-01 To: Department of Enforcement Financial Industry Regulatory Authority Re: John Alvin Kelsey Investment Company and Variable Contracts Products Representative CRD No. 4554701 Pursuant to NASD Rule 9216 of FINRA Code of Procedure
Reference 2007009027001data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 4554701 |
This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.