Nex Systems
Person

NORMAN R SICARD, JR

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/09/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016049841901 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Norman R Sicard Jr., Respondent CRD No. 2269472 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I, Norman R Sicard Jr. ("Sicard"), submit this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing

    Reference 2016049841901finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number2269472

Other names1

Also known as1

Norman R Sicard Jr.

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