BLAIR EDWARDS OLSEN
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/29/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. BLAIR OLSEN (CRD No. 1545765), Respondent. Disciplinary Proceeding No. 2018058798802 Hearing Officer–MC AMENDED DEFAULT DECISION1 October 29, 2021 Respondent Blair Olsen is barred from associating with any FINRA member firm in any capacity for (i) failing to provide information and documents; and (ii) failing to give on-the-record testimony. Because of the bar, no additional sanctions are imposed for
06/16/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, V. Blair Olsen CRD No. 1545765, Respondent. Disciplinary Proceeding No. 2018058798802 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. Respondent Blair Olsen willfully failed to amend his Uniform Application for Securities Industry Registration or Transfer (Form U4) to disclose, or to timely disclose, criminal felony charges. As a result, Olsen violated Article V, Section 2(c) of FINRA’s By-Laws and FINRA Rules 1122 and 2010.
Reference 2018058798802data-portal.finra.orgdata-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 1545765 |
Other names1
Also known as1
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