LEONA LYNN PARSONS

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/23/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018057498301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Leona Parsons, Respondent Former Registered Representative CRD No. 6164352 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Leona Parsons ("Respondent") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged
Reference 2018057498301data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	6164352

Other names1

Also known as1

Leona Parsons

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