Nex Systems
Person

ALEX B. SELEZNOV

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/28/2007: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. ALEX B. SELEZNOV (CRD No. 3187157), Respondent. Disciplinary Proceeding No. 2005003283101 Hearing Officer - LBB DEFAULT DECISION December 28, 2007 For Respondent's failure to appear for an on-the-record interview in violation of NASD Procedural Rule 8210 and Conduct Rule 2110, Respondent is barred in all capacities. No additional sanctions are imposed for Respondent's violation of the net capital

    Reference 2005003283101data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number3187157

Other names1

Also known as1

ALEX BENTON SELEZNOV

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