DOUGLAS J. MELZER

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/25/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013035601301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Douglas J. Melzer, Respondent CRD No. 5438362 Pursuant to FlNRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations dcscribed below. This AWC is submitted
Reference 2013035601301finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	5438362

Other names1

Also known as1

DOUGLAS JAY MELZER

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