Paul William Petrillo
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
01/17/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018058262001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Paul William Petrillo, Respondent Former General Securities Representative CRD No. 2212735 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Paul William Petrillo submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2018058262001data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2212735 |
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