MARCELO S SAMSON

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/03/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20050031428 TO: Department of Enforcement NASD RE: Marcelo Samson, Respondent Company Products/Variable Contracts Representative CRD No. 2701995 Pursuant to Rule 9216 of NASD Code of Procedure, I, Marcelo Samson ("Samson"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will not
Reference 2005003142801data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2701995

Other names1

Also known as1

MARCELO SAMSON

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