CHRISTIAN EVANS

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/16/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019064102502 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Christian M. Evans (Respondent) Former General Securities Representative CRD No. 6325180 Pursuant to FINRA Rule 9216, Respondent Christian M. Evans submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2019064102502finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	6279288

Other names1

Also known as1

Christian M. Evans

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