Erin Lynn Verespy
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/15/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018058108001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Erin Lynn Verespy, Respondent Registered Representative CRD No. 2727866 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Erin Lynn Verespy ("Verespy" or "respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of
Reference 2018058108001data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2727866 |
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