Nana Kwame Kwakye-Bissah
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/27/2025: The Department of Enforcement alleges: SUMMARY 1. In October and November 2024, Respondent Nana Kwame Kwakye-Bissah failed to respond to requests for documents and information that FINRA made pursuant to FINRA Rule 8210 as part of FINRA’s investigation into whether Kwakye-Bissah falsified documents and converted customer funds. As a result, Kwakye-Bissah violated FINRA Rules 8210 and 2010.
Reference 2024083571501data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 7044974 |
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