PHILIP B. MELNICK

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/03/2006: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF MARKET REGULATION, Complainant, v. PHILIP B. MELNICK (CRD No. 2930299), Respondent. Disciplinary Proceeding No. 2004200003801 DEFAULT DECISION Hearing Officer-SW Date: March 3, 2006 Respondent is barred from associating with any NASD member firm in any capacity for engaging in market manipulation, in violation of Section 10(b) of the Securities Exchange Act of 1934, SEC Rule 10b-5 thereunder
Reference 2004200003801data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2930299

Other names1

Also known as1

PHILIP BENJAMIN MELNICK

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