Nex Systems
Person

ALEXANDER ANDUJAR

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/12/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. ALEXANDER ANDUJAR (CRD No. 5307459), Respondent Disciplinary Proceeding No.2007009001001 Hearing Officer-Sara Nelson Bloom DEFAULT DECISION August 12, 2009 Respondent is barred from associating with any FINRA member in any capacity for failure to provide requested information, in violation of Rules 8210 and 2110. In light

    Reference 2007009001001data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number5307459

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