MICHAEL LOSTRACCO
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/12/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, V. Michael LoStracco (CRD No. 2953217), DISCIPLINARY PROCEEDING No. 2012031063101 Respondent. COMPLAINT The Department of Enforcement alleges: SUMMARY 1. Between July 2000 and March 2007 (the "Relevant Period"), while registered with a member firm, Respondent Michael LoStracco ("Respondent"or "LoStracco") misappropriated approximately $153,000 from two non-FINRA member companies, thereby vi
11/26/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. MICHAEL LOSTRACCO, (CRD No. 2953217), Respondent. Disciplinary Proceeding No. 2012031063101 Hearing Officer - DRS DEFAULT DECISION November 26, 2013 Respondent is barred from associating with any FINRA member firm in any capacity for: (i) misappropriating funds, in violation of NASD Conduct Rule 2110; and (ii) failing to appear and provide testimony in violation of FINRA Procedural
Reference 2012031063101data-portal.finra.orgdata-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2953217 |
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