Nex Systems
Person

JASON LARRY WIZE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/25/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT - AMENDED NO. 2012032213901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jason Larry Wize, Respondent Registered Representative CRD No. 5644384 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Jason Larry Wize ("Wize" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations

    Reference 2012032213901data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number5644384

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