Nex Systems
Person

KUN LIANG

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/18/2017: FINANCIAL INDUSTRY REGULATORY AUTHORII'Y LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20170545600-01 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA' ) RE: Kun Liang. Respondent Associated Person CRD No. 6771387 Pursuant to FlNRA Rule 9216 of FINRA's Code of Procedure, I, Kun Liang ("Liang") submit this Letter of Acceptance. Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is

    Reference 2017054560001data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number6771387

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