LEONARD CHARLES KINSMAN

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/20/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018060933401 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Leonard C. Kinsman, Respondent Former General Securities Representative and General Securities Principal CRD No. 2816535 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, Respondent Leonard C. Kinsman submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2018060933401finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	2816535

Other names1

Also known as1

Leonard C. Kinsman

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