APOSTOLOS NICOLAS PITSIRONIS

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/09/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2019063054201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Apostolos Pitsironis, Respondent Former General Securities Representative Former General Securities Sales Supervisor CRD No. 2804907 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Apostolos Pitsironis submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing
Reference 2019063054201data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2804907

Other names1

Also known as1

Apostolos Pitsironis

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