Nex Systems
Person

Arnold Schonbrun

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/24/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017054358301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Arnold Schonbrun, Respondent Former Registered Representative CRD No. 1027958 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Arnold Schonbrun ("Schonbrun" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a

    Reference 2017054358301data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number1027958

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