ROSE MARIE MCKESSON
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/07/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. C02050047 TO: Department of Enforcement NASD RE: Rose Marie McKesson, Respondent General Securities Representative CRD No. 1880804 Pursuant to Rule 9216 of NASD Code of Procedure, I, Rose Marie McKesson ("McKesson'), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will not bring any
Reference C02050047data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 1880804 |
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