Person

BRYAN ANDREW CARNAHAN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/01/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015044908301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Bryan Carnahan, Respondent Former Registered Representative CRD No. 3103811 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Bryan Carnahan ("Carnahan" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpuse of proposing a settlement

    Reference 2015044908301data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number3103811

Other names1

Also known as1

BRYAN CARNAHAN

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