BRYAN ANDREW CARNAHAN
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/01/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015044908301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Bryan Carnahan, Respondent Former Registered Representative CRD No. 3103811 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Bryan Carnahan ("Carnahan" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpuse of proposing a settlement
Reference 2015044908301data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 3103811 |
Other names1
Also known as1
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