Nex Systems
Person

BRUCE ARNOLD PLYER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/29/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016052649001 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Bruce Plyer, Repsondent General Securities Representative CRD No. 1666324 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I, Bruce Plyer ("Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement

    Reference 2016052649001data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number1666324

Other names1

Also known as1

Bruce Plyer

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