ROBERT ANTHONY YACOVONE
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/10/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20100213610 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Robert Anthony Yacovone, Respondent Limited Registered Representative CRD No. 4107340 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Robert Anthony Yacovone ("Respondent") submits, this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violation described
Reference 2010021361001data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 4107340 |
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