Nex Systems
Person

TIMOTHY DAVID COCHRANE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/30/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT 20110268173-01 TO: Office of Fraud Detection and Market Intelligence Financial Industry Regulatory Authority ("FINRA") RE: Timothy David Cochrane, Respondent CRD No. 4290092 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Timothy David Cochrane ("Cochrane" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations

    Reference 2011026817301data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4290092

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