BRIAN MATTHEW STOVSKY

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/27/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017053807701 TO: Department of Market Regulation Financial Industry Regulatory Authority ("FINRA") RE: Brian M. Stovsky, Respondent Former Associated Person CRD No. 5958740 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I [or Respondent] submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2017053807701data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	5958740

Other names1

Also known as1

Brian M. Stovsky

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