LARRY WASHINGTON
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/20/2007: FINANCIAL INDUSTRY REGULATORY AUTHORITY1 OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. LARRY WASHINGTON (CRD No. 2228845), Respondent. Disciplinary Proceeding No. 2006006623601 DEFAULT DECISION Hearing Officer-SW Dated: September 20, 2007 Respondent was barred for violating NASD Procedural Rule 8210 and NASD Conduct Rule 2110 by failing to respond to requests for information issued by the
Reference 2006006623601data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2228845 |
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