GREGORY THOMAS DEAN

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/16/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017052699901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Gregory T. Dean, Respondent Former General Securities Representative CRD No. 4922996 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Gregory T. Dean, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing
Reference 2017052699901data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4922996

Other names1

Also known as1

Gregory T. Dean

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