Nex Systems
Person

LAWRENCE LATHAN POWELL JR.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/17/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20080124765 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Lawrence Lathan Powell, Jr., Respondent CRD No. 4899001 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I Lawrence Lathan Powell, Jr. ("Powell" or "I"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is

    Reference 2008012476501data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4899001

Other names1

Also known as1

LAWRENCE LATHAN POWELL, JR

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