EDWARD FRANCIS SCRO

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/16/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. EDWARD SCRO (CRD No. 2321985), Respondent. Disciplinary Proceeding No. 2010022246101 Hearing Officer - LOM DEFAULT DECISION August 16, 2013 Respondent violated NASD Conduct Rules 2310(a) and 2110 when he made unsuitable recommendations of high risk, illiquid investments to elderly, unsophisticated customers seeking reliable, steady monthly income for living expenses, and when, moreover, he
Reference 2010022246101data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2321985

Other names1

Also known as1

EDWARD SCRO

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