JERRY A. PAPIN JR.

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/20/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. JERRY A. PAPIN, JR. (CRD No. 2226175), Respondent. Disciplinary Proceeding No. 20110293884-01 Hearing Officer - Andrew H. Perkins DEFAULT DECISION September 20, 2013 Respondent is barred from associating with any FINRA registered firm in any capacity for his failure to substantially comply with FTNRA's requests for information, in violation of FINRA Rules 8210 and 2010. Appearances For the
Reference 2011029388401finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	2226175

Other names1

Also known as1

JERRY ALLEN PAPIN, JR

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