JEFFREY SCOTT DONNER
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/05/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. JEFFREY SCOTT DONNER, (CRD No. 2631248) Respondent. Disciplinary Proceeding No.2009020228501 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. Jeffrey Scott Donner (Donner) executed more than 57 unauthorized transactions in the accounts of three customers, in violation of FINRA Rule
11/30/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. JEFFREY SCOTT DONNER (CRD No. 2631248), Respondent. Disciplinary Proceeding No.2009020228501 Hearing Officer - MAD DEFAULT DECISION November 30, 2011 Respondent is barred from associating with any member firm in any capacity for executing unauthorized transactions, in violation of FINRA Conduct Rule 2010. In light
Reference 2009020228501data-portal.finra.orgfinra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2631248 |
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