PETER FREDERICK MCKINNON
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
01/24/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E3B20040159-01 TO: Department of Enforcement NASD RE: Peter Frederick McKinnon, Respondent General Securities Representative Investment Company & Variable Contracts Products Representative Investment Company & Variable Contracts Products Principal CRD No. 1584788 Pursuant to Rule 9216 of NASD Code of Procedure, I, Peter Frederick McKinnon ("McKinnon"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of
Reference E3B2004015901data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 1584788 |
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