CHRISTINE M. RYERSON
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
01/26/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009020567801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Christine M. Ryerson, Respondent Investment Company and Variable Contracts Products Representative, Investment Company and Variable Contracts Products Principal, and Municipal Fund Securities Principal CRD No. 2571686 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and
Reference 2009020567801finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2571686 |
Other names1
Also known as1
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