KEVIN A. LINTON

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
11/10/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E9B200401980 TO: Department of Enforcement NASD RE: Kevin A. Linton, Respondent General Securities Representative CRD No. 711683 Pursuant to Rule 9216 of the NASD Code of Procedure, Kevin A. Linton ("Linton") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule
Reference E9B2004019801data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	711683

Other names1

Also known as1

KEVIN ALLAN LINTON

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