QUENTIN M. SILIC
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/07/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITYLETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010024179001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Paul C. Larsen, Respondent CRD No. 1066833 Quentin M. Silic, Respondent CRD No. 4222363 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Paul C. Larsen(Larsen) and Respondent Quentin M. Silic (Silic) (collectively, Respondents) submit this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of
Reference 2010024179001data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 4222363 |
Other names1
Also known as1
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