Nex Systems
Company

California International Bank, A National Banking Association

Financial crime

United States. Named in 3 sanctions listings.

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Sanctions and listings3

  • Effective
    13 May 2010

    Formal Agreement

    Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States

    FA

    apps.occ.gov

  • Effective
    20 Jun 2023

    Formal Agreement

    Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States

    FA

    SAR/CTR Monitoring/Filing Issue

    BSA Officer

    BSA/AML

    BSA Violation Cited

    BSA Internal Controls

    Customer/Enhanced Due Diligence (CDD/EDD)

    BSA Independent Testing/Audit

    BSA Pillar Violation / 12 CFR 21.21(d)

    Reference AA-WE-2023-25apps.occ.gov

  • Effective
    18 Mar 2021

    Formal Agreement

    Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States

    FA

    Other Lending Deficiencies

    Concentration Risk Management

    Enterprise Governance / Internal Controls / General Risk Management

    Board / Management Oversight

    Earnings

    Asset Quality

    Strategic Planning

    Lending Issues

    Capital

    Liquidity

    Reference AA-WE-2021-7apps.occ.gov

Identifiers1

IdentifierNumber
Registration number24577

Other names1

Also known as1

Saigon National Bank

Addresses1

  • Westminster, CA

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