DOUANGCHAY CHOUNCHANTHARAT
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/19/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Douangchay Chounchantharat CRD No. 2998644, Respondent. DISCIPLINARY PROCEEDING NO. 20090180505 HEARING OFFICER COMPLAINT The Department of Enforcement alleges: SUMMARY 1. In April 2009, Douangchay Chounchantharat ("Respondent" or "Chounchantharat"), a registered representative with Farmers Financial Solutions, LLC ("Farmers" or the "Firm"), who worked as an insurance agent for the Firm's
Reference 2009018050501data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2998644 |
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