Nex Systems
Person

ELIZABETH J CANJAR

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/27/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. ELIZABETH J. CANJAR (CRD No. 5191483), Respondent. Disciplinary Proceeding No. 2011029074301 Hearing Officer-LBB DEFAULT DECISION Dated: December 27, 2013 Respondent is barred for converting more than $96 million from her member firm, in violation of FINRA Rule 2010. Respondent is separately barred for failing to appear for on-the-record interviews, in violation of FINRA Rules 8210 and 2010.

    Reference 2011029074301data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number5191483

Other names1

Also known as1

ELIZABETH J. CANJAR

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